Job Description
General Counsel Jobs JDHuntr 57643 Counsel Regulatory, New York, NY
To apply go to JDHuntr.com
*Providing legal and regulatory advice to Front Office, Back Office, and the Risk Department on both transactional and non-transactional matters. *Expertise and working knowledge of broker-dealer regulatory matters, including: Broker-dealer registration and exemptions from registration, including Rule 15a-6, FINRA requirements, SEC regulatory implementation, and *taking the lead on SEC and FINRA examination matters and response drafting for items assigned to Legal team (in conjunction with transactional legal teams for items of particular transactional impact). $200,000 - $275,000
in house jobs, general counsel jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time
Salary: $ 200,000.00 275,000.00 Per Year
Job Tags
Full time,
Similar Jobs
Mercari, inc.
...This job requires Japanese language ability. JD is available in Japanese only. Product Manager(Trust & Safety)- MercariHallo(HR) ...
State of Colorado Job Opportunities
...looking to implement the designs and standards provided by our Cloud Architects and established by the Cloud Operations team as a whole... ...templates/tools/processes, with a primary focus on the Google Cloud Platform (GCP), within a DevSecOps structured team and methodology...
StretchLab
..., we want to meet you! StretchLab is seeking individuals with backgrounds in personal training, massage and physical therapy, dance/yoga/Pilates instruction, or backgrounds with stretching/exercise/bodywork to join our team as a Flexologist.This is an exciting opportunity...
Sysco
JOB SUMMARY: Supports local Sales Associate by servicing orders, researching problems and processing customer requests. This will include, but not limited to, placing outbound sales calls to customers, responding to customer issues and collaborating/communicating with...
System One
If you're looking for a hybrid schedule that supports a healthy work-life balance, this could be the ideal opportunity for your next career move. System One is actively recruiting for a Work Order Processor for a long-term contract position located in Lakewood...